Troutman Pepper Locke Podcasts

Issues Affecting Family Offices, Hedge Funds and Private Equ

Episode Summary

In this podcast, Pepper partner Gregory J. Nowak is joined by Myles Edwards, General Counsel, Chief Compliance Officer and Chief Operating Officer at Shufro, Rose & Co. and Irshad Karim, General Counsel at Lion Point Capital. Mr. Nowak leads a discussion on • fund expenses – recent SEC initiatives • fund due diligence • cross trades – what are they and what to look out for? • the recent FinCen Proposal to extend AML reporting to RIAs and their funds – what does it mean for family offices? • the outsourced CIO – a megatrend or fad?

Episode Notes

In this podcast, Pepper partner Gregory J. Nowak is joined by Myles Edwards, General Counsel, Chief Compliance Officer and Chief Operating Officer at Shufro, Rose & Co. and Irshad Karim, General Counsel at Lion Point Capital.

Mr. Nowak leads a discussion on
• fund expenses – recent SEC initiatives
• fund due diligence
• cross trades – what are they and what to look out for?
• the recent FinCen Proposal to extend AML reporting to RIAs and their funds – what does it mean for family offices?
• the outsourced CIO – a megatrend or fad?